David Paul Allen

Current Employers

Employment History

• 07/1994 → 01/2022
  Concourse Financial Group Securities (Fka Proequities, Inc.)
  Orlando, FL
• 01/2022 → Present
  Kestra Investment Services, Llc
  Orlando, FL
• 01/2022 → Present
  Kestra Advisory Services, Llc
  Orlando, FL

Previous Registrations

• 1994-07-29 → 2022-02-25
  Concourse Financial Group Securities, Inc.
  Orlando, FL
  Maitland, FL
  Melbourne, FL
  Birmingham, AL

Other Businesses

(dba) SECURITY FINANCIAL MANAGEMENT INC; Investment Related; 2420 S Lakemont Avenue, Suite 120, Orlando, FL 32814; Financial and Insurance Services; Certified Financial Planner (CFP?); Start Date 01/1995; 20 hours per month with most hours occurring during trading hours; Offering investment and insurance products and services.//SECURITY FINANCIAL MANAGEMENT; Investment Related; 2420 S Lakemont Avenue, Suite 120, Orlando, FL 32814; Financial and Insurance Services; President; Start Date 07/1983; 10 hours per month with most hours occurring during trading hours; Financial Planning and Wealth Management.// REAL ESTATE/LANDLORD; Non-Investment Related; Winter Park, FL 32789; Real Estate; Owner; Start Date 05/2016; 5 hours per month with no hours during trading hours; Buying/Selling/Leasing of real estate for profit and/or rental income. // CERTIFIED FINANCIAL PLANNER (CFP?), LIFE INSURANCE AGENT - PROVIDING EXPERT KNOWLEDGE SUPPORT TO A LAW FIRM REGARDING LIFE INSURANCE PRODUCTS; Investment Related; 2420 S Lakemont Avenue, Suite 120, Orlando, FL 32814; Financial Services; CPF, Insurance Agent; Start Date 10/2020; 8 to 10 hours at most and is limited to this one current project; Providing life insurance knowledge support to a law firm that is currently representing an unrelated insurance agent. I will not be attending any trials nor testifying in any trial - only providing information to the attorney regarding life insurance ownership, product information, life insurance processes and other general life insurance information as requested. Business Name: KESTRA ADVISORY SERVICES POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 01/31/2022 ADDRESS: 5707 southwest pkwy, BLDG 2, suite 400, Suite 120, Austin TX 78735 DESCRIPTION: Advisory Services Business Name: RENTAL HOUSE POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2017 ADDRESS: 2134 Venetian Way, Winter Park FL 32789 DESCRIPTION: Landlord Business Name: SECURITY FINANCIAL MANAGEMENT POSITION: Founder/Managing Partner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/1992 ADDRESS: 2420 S. Lakemont Ave, Suite 120, Orlando FL 32814 DESCRIPTION: As part of a client's financial plan , we advise and, if appropriate, write insurance as needed. Business Name: SECURITY FINANCIAL MANAGEMENT HOLDINGS LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2024 ADDRESS: 1661 Sandspur Rd, Maitland FL 32751 DESCRIPTION: Owner and management

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-05
• S63 Uniform Securities Agent State Law Examination
  1991-11-25

Designations

Other Names

• Dave Allen