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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-14
  • FL RA
    APPROVED
    Since 2022-02-14

Branch Locations

8245 Devereux Drive Suite 103, Melbourne, FL 32940 • United States

2420 S. Lakemont Ave Suite 120, Orlando, FL 32814 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Longwood, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Proequities, Inc Orlando FL 03/2015 01/2022
Kestra Investment Services, Llc Orlando FL 01/2022 Present
Kestra Advisory Services, Llc Orlando FL 01/2022 Present
  • 03/2015 → 01/2022
    Proequities, Inc
    Orlando, FL
  • 01/2022 → Present
    Kestra Investment Services, Llc
    Orlando, FL
  • 01/2022 → Present
    Orlando, FL
Previous Registrations
  • 2015-03-02 → 2022-02-25
    Concourse Financial Group Securities, Inc.
    Orlando, FL
  • 2015-01-02 → 2015-03-10
    Msi Financial Services, Inc.
    Orlando, FL
  • 2001-02-08 → 2015-01-02
    New England Securities
    Orlando, FL
    Orlando, FL
Other Businesses

(dba) SECURITY FINANCIAL MANAGEMENT (SFM); Investment Related; 2420 S. Lakemont Ave, Suite 120, Orlando FL 32814; Start Date 03/2015; 40 hours per month with those 40 hours occurring during trading hours; Financial Planning and Wealth Management.//INSURANCE SALES; Investment Related; 2420 S. Lakemont Ave, Suite 120, Orlando FL 32814; Insurance and Financial Services; Insurance Agent; Start Date 01/2013; 1 hour per month with that 1 hour occurring during trading hours; Presenting fixed insurance products when clients have interest or need. SECURITY FINANCIAL MANAGEMENT POSITION: Financial Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2022 ADDRESS: 2420 S. Lakemont Ave., Ste.120, Suite 120, Orlando FL 32814, United States DESCRIPTION: Offering Investment, Insurance and financial planning advice to clients KESTRA ADVISORY SERVICES POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/31/2022 ADDRESS: 5707 southwest pkwy, BLDG 2, suite 400, Suite 120, Austin TX 78735, United States DESCRIPTION: Investment advisory services through Kestra

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-06-24
  • S66 Uniform Combined State Law Examination
    1998-06-24
Other Names
  • Cindy Elaine Fetter

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