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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-02-14 |
Branch Locations
8245 Devereux Drive Suite 103, Melbourne, FL 32940 • United States
2420 S. Lakemont Ave Suite 120, Orlando, FL 32814 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Longwood, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Proequities, Inc | Orlando | FL | 03/2015 | 01/2022 |
| Kestra Investment Services, Llc | Orlando | FL | 01/2022 | Present |
| Kestra Advisory Services, Llc | Orlando | FL | 01/2022 | Present |
(dba) SECURITY FINANCIAL MANAGEMENT (SFM); Investment Related; 2420 S. Lakemont Ave, Suite 120, Orlando FL 32814; Start Date 03/2015; 40 hours per month with those 40 hours occurring during trading hours; Financial Planning and Wealth Management.//INSURANCE SALES; Investment Related; 2420 S. Lakemont Ave, Suite 120, Orlando FL 32814; Insurance and Financial Services; Insurance Agent; Start Date 01/2013; 1 hour per month with that 1 hour occurring during trading hours; Presenting fixed insurance products when clients have interest or need. SECURITY FINANCIAL MANAGEMENT POSITION: Financial Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2022 ADDRESS: 2420 S. Lakemont Ave., Ste.120, Suite 120, Orlando FL 32814, United States DESCRIPTION: Offering Investment, Insurance and financial planning advice to clients KESTRA ADVISORY SERVICES POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/31/2022 ADDRESS: 5707 southwest pkwy, BLDG 2, suite 400, Suite 120, Austin TX 78735, United States DESCRIPTION: Investment advisory services through Kestra
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-06-24 |
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