Michael Douglas Allen

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2022 → Present
  Kestra Investment Services, Llc
  Orlando, FL
• 01/2022 → Present
  Kestra Advisory Services, Llc
  Orlando, FL
• 08/1998 → 01/2022
  Concourse Financial Group Securities Inc (Fka Proequities, Inc)
  Melbourne, FL

Previous Registrations

• 1999-07-29 → 2022-02-25
  Concourse Financial Group Securities, Inc.
  Melbourne, FL
  Maitland, FL
  Birmingham, AL
  Orlando, FL
  Melbourne, FL

Other Businesses

(dba) SECURITY FINANCIAL MANAGEMENT, INC.; INV REL; 2420 S Lakemont Avenue, Suite 120, Orlando, FL 32814; Financial Planning; Owner; 160 hours/month with all hours during trading hours; Financial planning where all securities related business is conducted through ProEquities. Insurance is conducted with various insurance companies. >> DOWN SYNDROME ASSOCIATION OF BREVARD; Non-INV REL; 1170 Grand Cayman Drive, Merritt Island, FL 32952; Charitable Organization; Committee Member - Finance; Start Date 06/2020; 1 hour or less per month with no hours occurring during trading hours; I am a non-board member that, along with the auditor, treasurer and director, oversees the finances of the organization. Name: SECURITY FINANCIAL MANAGEMENT POS: Financial Planner/Managing Partner NOB: Insurance INV REL: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2022 ADDRESS: 8245 Devereux Dr., Suite 103, Melbourne FL 32940 DESC: I create financial plans for my clients and recommend investments and insurance. Name: KESTRA ADVISORY SERVICES POS: Financial Advisor NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/28/2022 ADDRESS: 5707 southwest pkwy, BLDG 2, suite 400, Suite 103, Austin TX 78735 DESC: Financial planning and investment services Name: MICHAEL AND SUSAN ALLEN POS: Owner NOB: Real Estate INV REL: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 07/15/2022 ADDRESS: 3365 Erie Street, Cocoa FL 32926 DESC: Maintaining the property. Name: THE ALLEN FAMILY TRUST POS: Co-owner NOB: Real Estate INV REL: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/06/2023 ADDRESS: 2003 Carolyn Terrace, Valdosta GA 31602 DESC: property management and landlord Name: FANTA HORSE LLC POS: Manager NOB: Real Estate INV REL: Yes # OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 02/19/2024 ADDRESS: 3365 Erie Sreet, Cocoa FL 32926 DESC: We will all be working together in the renovation and short term rental of the property. Name: SECURITY FINANCIAL MANAGEMENT HOLDINGS, LLC POSITION: Partner/owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2024 ADDRESS: 1661 Sandspur Rd., Maitland FL 32751, United States DESCRIPTION: I am 23% owner and will be managing the property along with my partners Name: CRICKETY PINES OF COCOA, LLC POSITION: Sole Member NATURE: To hold the ownership of our horses INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/05/2025 ADDRESS: 3366 Erie Street, Cocoa FL 32926, United States DESCRIPTION: Ownership and care of horses. There will be some revenue and more expenses.

Exams

• S66 Uniform Combined State Law Examination
  2001-02-14

Designations

• Certified Financial Planner

Other Names

• Mike Allen