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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-19 |
| FL | RA | APPROVED | 2022-02-03 |
Branch Locations
8245 Devereux Drive Suite 103, Melbourne, FL 32940 • United States
2420 S. Lakemont Ave Suite 120, Orlando, FL 32814 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Des Moines | IA | 09/2014 | 02/2020 |
| Concourse Financial Group Securities (Fka Proequities, Inc.) | Orlando | FL | 02/2020 | 01/2022 |
| Kestra Investment Services, Llc | Orlando | FL | 01/2022 | Present |
| Kestra Advisory Services, Llc | Orlando | FL | 01/2022 | Present |
1) (dba) Security Financial Management, Inc.; Investment Related; 2420 S Lakemont Avenue, Suite 120, Orlando, FL 32814; Insurance and Financial Services; Financial Advisor; Start Date 02/2020; 160 hours per month with all hours occurring during trading hours; Securities and Financial Planning.// 2) (dba) Quantitative Wealth Management; Investment Related; 2420 S Lakemont Avenue, Suite 120, Orlando, FL 32814; Insurance; President; Start Date 06/2009; 4 hours per month with all hours occurring during trading hours; "Doing Business As" name for general insurance and fixed insurance product sales. KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/01/2022 ADDRESS: 5707 SW Parkway, Building 2 Suite 400, Austin TX 78735, United States DESCRIPTION: Fee based asset management SECURITY FINANCIAL MANAGEMENT POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2022 ADDRESS: 2420 S. Lakemont Ave, Suite 120, Orlando FL 32814, United States DESCRIPTION: Insurance sales
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-12-09 |
| S65 | Uniform Investment Adviser Law Examination | 1998-05-01 |
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