Charles Winfield Allen

Current Employers

Employment History

• 01/2016 → 01/2022
  Concourse Financial Group Securities (Fka Proequities, Inc.)
  Melbourne, FL
• 05/2016 → 01/2022
  Concourse Financial Group Securities (Fka Proequities, Inc.)
  Melbourne, FL
• 01/2022 → Present
  Kestra Investment Services, Llc
  Orlando, FL
• 01/2022 → Present
  Kestra Advisory Services, Llc
  Orlando, FL

Previous Registrations

• 2016-07-15 → 2022-02-14
  Concourse Financial Group Securities, Inc.
  Melbourne, FL

Other Businesses

Name: T.M.C. AGENCIES, INC.; Investment related; 2315 Curry Ford Road, Orlando FL 32806; Insurance Product Sales & Service; 1099 Producer; Start Date 08/2018; 3 hours per month with 2 hours per month during trading hours; Insurance products sales & service. Name: KESTRA ADVISORY SERVICES POSITION: Director of Recruitment & Advisor Support NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/01/2022 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400,, Austin TX 78735 DESCRIPTION: Recruiting & advisor support Name: PALM JUNGLE POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: 101 Ocean Terrace, Unit A, Indialantic FL 32903 DESCRIPTION: Owner & property manager Name: SECURITY FINANCIAL MANAGEMENT, INC POSITION: Financial Advisor; Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/01/2022 ADDRESS: 8245 Devereux Drive, Ste. 103, Melbourne FL 32940, United States DESCRIPTION: Sales & service of securities, financial & insurance products; investment advisory services.

Exams

• S66 Uniform Combined State Law Examination
  2016-07-14

Other Names

• Charlie Allen