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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-10
FL RA APPROVED 2012-02-24
  • TX RA
    APPROVED
    Since 2021-01-10
  • FL RA
    APPROVED
    Since 2012-02-24

Branch Locations

1991 Summit Park Drive, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Orlando FL 06/1999 Present
Schwab Wealth Advisory Inc Orlando FL 01/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-25
S63 Uniform Securities Agent State Law Examination 1999-10-19
  • S66 Uniform Combined State Law Examination
    2007-07-25
  • S63 Uniform Securities Agent State Law Examination
    1999-10-19
Other Names
  • Rick Parker
  • Ricky Mason Parker

View on SEC IAPD

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