Mark D Miller

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2012-02-24

FL RA
APPROVED

Since 2012-02-24

Branch Locations

1991 Summit Park Drive, Orlando, FL 32810 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Orlando	FL	04/1999	Present
Schwab Wealth Advisory, Inc.	Orlando	FL	01/2012	Present

04/1999 → Present

Charles Schwab & Co., Inc.

Orlando, FL
01/2012 → Present

Schwab Wealth Advisory, Inc.

Orlando, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-07
S63	Uniform Securities Agent State Law Examination	1999-08-13

S66 Uniform Combined State Law Examination

2007-08-07
S63 Uniform Securities Agent State Law Examination

1999-08-13

Other Names

Mark Daniel Miller

View on SEC IAPD

Current Employers

Schwab Wealth Advisory, Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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