Keith Alan Moore

Current Employers

Employment History

• 07/2010 → 01/2022
  Concourse Financial Group Securities Inc (Fka Proequities, Inc)
  Orlando, FL
• 01/2022 → Present
  Kestra Investment Services, Llc
  Orlando, FL
• 01/2022 → Present
  Kestra Advisory Services, Llc
  Orlando, FL

Previous Registrations

• 2010-07-28 → 2022-02-25
  Concourse Financial Group Securities, Inc.
  Orlando, FL
  Melbourne, FL
• 2002-08-13 → 2010-03-31
  Concourse Financial Group Securities, Inc.
  Birmingham, AL
  Birmingham, AL

Other Businesses

(dba) SECURITY FINANCIAL MANAGEMENT; Investment Related; 2420 S Lakemont Avenue, Ste 120, Orlando, FL 32814; Securities, Financial Planning and Insurance; Chief Operations Officer/OSJ; Start Date 08/2010; 160 hours per month; Oversee operations and compliance. SECURITY FINANCIAL MANAGEMENT POSITION: Chief Operations Officer NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 02/01/2022 ADDRESS: 2420 S. Lakemont Ave, Suite 120, Orlando FL 32814, United States DESCRIPTION: Head of all Operational activities KESTRA ADVISORY SERVICES POSITION: Chief Operating officer NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/31/2022 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin, TX 78735, austin TX 78735, United States DESCRIPTION: Operations

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-05-22
• S65 Uniform Investment Adviser Law Examination
  1998-05-18

Other Names

• Keith A Moore