Thomas Peter Mullooly

Current Employers

Mullooly Asset Management, Inc.

1971 State Route 34 Suite 102, Wall Township, NJ 07719 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2003-01-06

NJ RA
APPROVED

Since 2003-01-06

Branch Locations

1971 State Route 34 Suite 102, Wall Township, NJ 07719 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Mullooly Asset Management, Llc	Manasquan	NJ	07/2002	Present

07/2002 → Present

Mullooly Asset Management, Llc

Manasquan, NJ

Previous Registrations

2002-06-12 → 2002-11-08

Morgan Stanley Dw Inc.

Toms River, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-03-19
S63	Uniform Securities Agent State Law Examination	1986-05-28

S65 Uniform Investment Adviser Law Examination

2002-03-19
S63 Uniform Securities Agent State Law Examination

1986-05-28

View on SEC IAPD

Current Employers

Mullooly Asset Management, Inc.

Disclosures

Employment History

Previous Registrations

Exams

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