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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-03-31 |
| NJ | RA | APPROVED | 2002-05-21 |
Branch Locations
1967 State Route 34 Bldg C, Suite 101, Wall Township, NJ 07719 • United States
Oxford, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Red Bank | NJ | 02/1991 | Present |
1. 5/25/2007 - NO BUSINESS NAME - Investment Realted - ACT IN A FIDUCIARY CAPACITY - Time Spent 2% - JAMES NUTI - FATHER-IN-LAW. 2. 12/19/2007 - NILES WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 12/13/2016 - SBC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/07/2016 - 5 Hours Per Month/1 Hour During Securities Trading. 4) 10/09/2025 - ICG next LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/10/2025 - 140 Hrs/Mth - 160 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-10-03 |
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