David Brian Niles

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1991 → Present
  Lpl Financial Llc
  Red Bank, NJ

Other Businesses

1. 5/25/2007 - NO BUSINESS NAME - Investment Realted - ACT IN A FIDUCIARY CAPACITY - Time Spent 2% - JAMES NUTI - FATHER-IN-LAW. 2. 12/19/2007 - NILES WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 12/13/2016 - SBC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/07/2016 - 5 Hours Per Month/1 Hour During Securities Trading. 4) 10/09/2025 - ICG next LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/10/2025 - 140 Hrs/Mth - 160 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-10-03

Designations

• Certified Financial Planner

Other Names

• David Brain Niles