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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-02-26 |
Branch Locations
1967 State Route 34 Bldg C, Suite 101, Wall Township, NJ 07719 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Brielle | NJ | 10/2005 | 02/2019 |
| Lpl Financial Llc | Wall Township | NJ | 02/2019 | Present |
1. 2/22/2019 - Intellectual Capital Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 1/18/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 4/3/2020 - ICG next - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2020 - 169 Hours Per Month/130 Hours During Securities Trading. 3. 5/29/2020 - Tracy Pearce Interior Design - Not Investment Related - Currently 807 Ocean Rd 2nd Floor Point Pleasant NJ 08742. New 409 Richmond Ave PPB, NJ 08742 - Outside/W-2 Employment - 30 Hours Per Month/2 Hours During Securities Trading - Wife owns and operates an interior design firm in Point Pleasant NJ since 2009. Serve in an Operations perspective in transferring the Utilities, Paying Vendors and facilitating the move and preparing the business to reopen.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-06-09 |
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