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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-07-18
  • NJ RA
    APPROVED
    Since 2023-07-18

Branch Locations

1967 State Route 34 Bldg C, Suite 101, Wall Township, NJ 07719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Wall Township NJ 02/2023 Present
University Of Miami Coral Gables FL 08/2019 12/2022
Queens University Of Charlotte Charlotte NC 08/2018 05/2019
The Ranney School Tinton Falls NJ 09/2012 06/2018
  • 02/2023 → Present
    Wall Township, NJ
  • 08/2019 → 12/2022
    University Of Miami
    Coral Gables, FL
  • 08/2018 → 05/2019
    Queens University Of Charlotte
    Charlotte, NC
  • 09/2012 → 06/2018
    The Ranney School
    Tinton Falls, NJ
Other Businesses

1) 04/13/2023 - ICGnext - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/01/2023 - 160 Hours Per Month/ 7.5 Hours During Securities Trading - Time Spent 40%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-15
  • S66 Uniform Combined State Law Examination
    2023-07-15

View on SEC IAPD

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