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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-07-18 |
Branch Locations
1967 State Route 34 Bldg C, Suite 101, Wall Township, NJ 07719 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Wall Township | NJ | 02/2023 | Present |
| University Of Miami | Coral Gables | FL | 08/2019 | 12/2022 |
| Queens University Of Charlotte | Charlotte | NC | 08/2018 | 05/2019 |
| The Ranney School | Tinton Falls | NJ | 09/2012 | 06/2018 |
1) 04/13/2023 - ICGnext - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/01/2023 - 160 Hours Per Month/ 7.5 Hours During Securities Trading - Time Spent 40%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-15 |
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