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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-14
TX RA APPROVED_RES 2021-10-14
NJ RA APPROVED 2019-02-22
  • NY RA
    APPROVED
    Since 2021-10-14
  • TX RA
    APPROVED_RES
    Since 2021-10-14
  • NJ RA
    APPROVED
    Since 2019-02-22

Branch Locations

1967 State Route 34 Bldg C, Suite 101, Wall Township, NJ 07719 • United States

1895 Walt Whitman Road,Ste 4, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Wall Township NJ 09/2005 02/2019
Lpl Financial Llc Wall Township NJ 02/2019 Present
  • 09/2005 → 02/2019
    Ameriprise Financial Services, Inc.
    Wall Township, NJ
  • 02/2019 → Present
    Wall Township, NJ
Previous Registrations
Other Businesses

1. 2/22/19-Inv Rel- Brick, NJ-Real Estate Rental-Owner-Start 7/5/06-0 Hrs/Mo 2. 2/22/19-Inv Rel-Brick, NJ-Real Estate Rental-Owner-Start 4/12/07-0 Hrs/Mo 3. 2/22/19-Inv Rel-Neptune, NJ-Real Estate Rental-Co-owner- Start 11/2/06-0 Hrs/Mo 4. 2/22/19-Inv Rel-Brick, NJ-Real Estate Rental-Co-owner-Start 6/5/13-0 Hrs/Mo 5. 2/22/19-Inv Rel-Neptune, NJ-Real Estate Rental-Owner-Start 9/20/06-0 Hrs/Mo 6. 2/22/19-Intellectual Capital Group-Inv Rel-At rep Bus Loc(s)-DBA for LPL Business (entity for LPL business)-Start 1/18/19-160 Hrs/Mo; 8 Hrs During Trading 7. 2/22/19-131 Adams Street Holding Corp-Inv Rel-Monmouth Beach, NJ-Act in a Fiduciary Capacity-Start 1/1/05-1% of Time Spent 8. 2/22/19-Final Turn Racing Stables, LLC-Non-Inv Rel-Wall, NJ-Business Owner-Start 4/20/15-5 Hrs/Mo; 0 Hr During Trading 9. 2/22/19-Federated Building Corporation-Inv Rel-Newark, NJ-Real Estate Rental-1 Hrs/Mo; 0 Hr During Trading 10. 2/22/19-Inv Rel-Brick, NJ-Real Estate Rental-Co-owner-Start 3/20/17-1% Time Spent 11. 2/22/19-Inv Rel-Asbury Park, NJ-Real Estate Rental-Co-owner-Start 4/27/15-1% Time Spent 12. 2/22/19-Inv Rel-Brick, NJ-Real Estate Rental-Co-owner-Start 11/8/16-1% Time Spent 13. 9/18/19-650-654 Ocean Holdings LLC-Inv Rel-Pleasant, NJ-Real Estate Rental-Start 12/1/19-2 Hrs/Mo; 0 Hrs During Trading 14. 4/30/20-ICG next-Inv Rel-At Rep Bus Location(s)-DBA for LPL Business (entity for LPL business)- Start 4/1/20-160 Hrs/Mo; 130 Hrs During Trading 15. 4/8/20-Inv Rel-Brick, NJ-Real Estate Rental-Co-owner-Start 5/1/20-0 Hrs/Mo 16. 4/8/20-Inv Rel-Brick, NJ-Real Estate Rental-Co owner-Start 5/1/20-0 Hrs/Mo 17. 4/8/20-Inv Rel-Brick, NJ-Real Estate Rental-Co owner-Start 5/1/20-0 Hrs/Mo 18. 4/08/20-Inv Rel-Brick, NJ-Real Estate Rental-Co owner-Start 5/1/20-0 Hrs/Mo 19. 4/08/20-Inv Rel-Brick, NJ-Real Estate Rental - Co owner - Started: 5/1/2020 - 0 Hrs/Mo. 20. 4/08/20-Inv Rel-Tinton Falls, NJ-Real Estate Rental-Co-owner-Start 5/1/20-0 Hrs/Mo 21. 5/20/20-Inv Rel-Brick, NJ-Real Estate Rental-Co-owner-Start 5/1/20-0 Hrs/Mo 22. 10/30/20-Inv Rel-Toms River, NJ-Real Estate Rental-Start 11/1/20-1 Hr/Mo; 0 Hr During Trading 23. 12/18/20-Inv Rel-At Rep Bus Loc(s)-Non-Variable Insurance-Financial Advisor-Start 1/1/21- 1 Hr/Mo During Trading 24. 3/01/21-Inv Related-Brick, NJ - Real Estate Rental - Start: 4/1/2021 - 1 Hr/Mo; 0 Hr During Trading. 25. 8/26/21-Intellectual Insurance Services-Inv Rel-At Reported Business Location(s)-Insurance Agency -Start 9/1/20-1 Hrs/Mo; 0 Hr During Trading 26.8/26/21-ICGnext-NonInv Rel-Business Entity For Tax/Investment Purposes Only-Start 8/2/21-1 Hr/Mo During Trading 27. 11/5/21-Beacon ICG LLC-Inv Rel-At rep Bus Loc(s)-DBA for LPL Business (entity for LPL business)-Start 11/8/21-1 Hr/Mo During Trading 28. 5/14/24-218 Greenwood LLC-Real Estate Rental-INV REL-Brick,NJ-Start 6/1/24-1 hr per mth/ 0 hrs during trading 29. 5/14/24-177 Primrose LLC-Real Estate Rental-INV REL-Brick,NJ-Start 6/1/24-1 hr per mth/0 hrs during trading 30.5/14/24-123 Primrose LLC- Real Estate Rental-INV REL-Brick,NJ-Start 6/1/24-1 hr per mth/0 hrs during trading 31.5/14/24-208 Greenwood Loop LLC-Real Estate Rental-INV REL-Brick,NJ-Start 6/1/24-1 hr per mth/0 hrs during trading 32. 5/14/24-1810 Rutherford LLC-Real Estate Rental-INV REL-Brick,NJ-Start 6/1/24-1 hr per mth/0 hrs during trading 33.5/14/24-16 Greenwood LLC-Real Estate Rental-INV REL- Brick,NJ-Start 6/1/24-1 hr per mth/0 hrs during trading 34.5/14/24-105 Northrup LLC-Real Estate Rental- INV REL-Brick,NJ-Start 6/1/24-1 hr per mth/0 hrs during trading 35.5/14/24-100 Primrose LLC-Real Estate Rental- INV REL-Brick,NJ-Start 6/1/24-1 hr per mth/0 hrs during trading 36.5/14/24-1284 Washington LLC-Real Estate Rental-INV REL-Brick,NJ-Start 6/1/24-1 hr/mth;0hrs during trading 37.5/14/24-1015 Mattison LLC-Real Estate Rental-INV REL-Brick,NJ-Start 6/1/24-1 hr/mth;0hrs during trading 38.5/14/24-33 Northrup LLC-Real Estate Rental-INV REL-Brick,NJ-Start 6/1/24-1 hr/mth;0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-30
  • S66 Uniform Combined State Law Examination
    2002-12-30
Other Names
  • James Anthony Costabile

View on SEC IAPD

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