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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-14
NJ RA APPROVED 2019-02-25
  • NY RA
    APPROVED
    Since 2021-10-14
  • NJ RA
    APPROVED
    Since 2019-02-25

Branch Locations

1967 State Route 34 Bldg C, Suite 101, Wall Township, NJ 07719 • United States

1895 Walt Whitman Road,Ste 4, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Freehold NJ 09/1987 02/2019
Lpl Financial Llc Wall Township NJ 02/2019 Present
  • 09/1987 → 02/2019
    Ameriprise Financial Services, Inc.
    Freehold, NJ
  • 02/2019 → Present
    Wall Township, NJ
Previous Registrations
Other Businesses

1)01/14/2019 - Intellectual Capital Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2019 - 160 hr/mth 2)01/30/2019 - Laday Proske Enterprises, LLC - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location(s) - start: 01/2008 - 1 hr/mth 3) 4/3/2020 - ICG next - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/01/2020 - 160 Hours Per Month/130 Hours During Securities Trading. 4) 09/09/2021 - ICG next - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 08/02/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 5) 10/1/2021 - Intellectual Insurance Services, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Partner - Started 09/01/2020 - 4 Hours Per Month/0 Hours During Securities Trading - Limited duties. 6) 01/05/2022 - Water Craft 3168 LLC - Not Investment Related - 3168 Windsor Ave, Toms River NJ 08753 - Other-Limited Liability of Water Crafts - Start Date: 12/02/2020 - 1 Hour Per Month/0 Hours During Securities Trading - 100% Owner of limited liability company to provide additional protection of Water Crafts.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-08-17
  • S63 Uniform Securities Agent State Law Examination
    1988-08-17
Other Names
  • Craig Daniel Laday
  • Craig Daniel Laday

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