Craig Daniel Laday

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1987 → 02/2019
  Ameriprise Financial Services, Inc.
  Freehold, NJ
• 02/2019 → Present
  Lpl Financial Llc
  Wall Township, NJ

Previous Registrations

• 2002-07-30 → 2019-03-08
  Ameriprise Financial Services, Llc
  Freehold, NJ
  Red Bank, NJ
  Wall Township, NJ
  Red Bank, NJ
  Freehold, NJ

Other Businesses

1)01/14/2019 - Intellectual Capital Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2019 - 160 hr/mth 2)01/30/2019 - Laday Proske Enterprises, LLC - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location(s) - start: 01/2008 - 1 hr/mth 3) 4/3/2020 - ICG next - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/01/2020 - 160 Hours Per Month/130 Hours During Securities Trading. 4) 09/09/2021 - ICG next - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 08/02/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 5) 10/1/2021 - Intellectual Insurance Services, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Partner - Started 09/01/2020 - 4 Hours Per Month/0 Hours During Securities Trading - Limited duties. 6) 01/05/2022 - Water Craft 3168 LLC - Not Investment Related - 3168 Windsor Ave, Toms River NJ 08753 - Other-Limited Liability of Water Crafts - Start Date: 12/02/2020 - 1 Hour Per Month/0 Hours During Securities Trading - 100% Owner of limited liability company to provide additional protection of Water Crafts.

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-08-17

Other Names

• Craig Daniel Laday
• Craig Daniel Laday