Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-06-19 |
| CA | RA | APPROVED | 2006-05-30 |
Branch Locations
350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States
1001 Bishop St Ste 1900, Honolulu, HI 96813 • United States
225 S. Lake Ave Ste 700, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Woodland Hills | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Woodland Hills | CA | 11/2016 | Present |
EXECUTOR FOR MOTHER'S ESTATE; INV. RELATED; LA CANADA, CA; START DATE 3/31/2015; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING. UNION STATION HOMELESS SERVICES, INVT RELATED, PASADENA, CA, FINANCE COMMITTEE MEMBER, START DATE 6/1/2021, 10 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, VOTE WITH COMMITTEE REGARDING FINANCIAL POLICIES AND SUPPORT ORGANIZATION EVENTS. UNION STATION HOMELESS SERVICES, INVT RELATED, PASADENA, CA, INVESTMENT COMMITTEE MEMBER, START DATE 6/1/2021, 10 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, REVIEW INVESTMENT POLICY STATEMENT, VOTE AS MEMBER OF COMMITTEE AND SUPPORT ORGANIZATION EVENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-05 |
Reach out to this advisor