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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-11-21
TX RA APPROVED_RES 2018-01-31
CA RA APPROVED 2018-01-30
  • NV RA
    APPROVED
    Since 2024-11-21
  • TX RA
    APPROVED_RES
    Since 2018-01-31
  • CA RA
    APPROVED
    Since 2018-01-30

Branch Locations

400 S Rampart Blvd, Las Vegas, NV 89145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 03/2003 01/2017
First Republic Securities Company, Llc San Francisco CA 01/2017 01/2018
First Republic Investment Management, Inc. San Francisco CA 01/2017 01/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 01/2018 Present
Previous Registrations
  • 2017-01-13 → 2018-01-11
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
  • 2004-08-11 → 2017-01-17
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-23
S63 Uniform Securities Agent State Law Examination 1987-02-03
  • S66 Uniform Combined State Law Examination
    2016-08-23
  • S63 Uniform Securities Agent State Law Examination
    1987-02-03
Other Names
  • Terri Kay Mckee
  • Terri Mckee

View on SEC IAPD

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