Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2017-05-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Purchase | NY | 05/2014 | 01/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | White Plains | NY | 01/2017 | Present |
I*102437 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WOODPECKER MEDIA INVESTMENT RELATED: N ADDRESS OF BUSINESS: STAMFORD, CONNECTICUT 6903 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 1/17/2008 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: WRITE BOOKS FOR CHILDREN - NOTHING HAS BEEN WRITTEN - JUST AN IDEA AT THIS POINT
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-07-13 |
| S65 | Uniform Investment Adviser Law Examination | 1996-08-12 |
Reach out to this advisor