Keith Sterling Mitchell

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2012-12-18
MI	RA	APPROVED	2012-12-18
OH	RA	APPROVED	2012-12-14

FL RA
APPROVED

Since 2012-12-18
MI RA
APPROVED

Since 2012-12-18
OH RA
APPROVED

Since 2012-12-14

Branch Locations

3230 Central Park West Suite 201, Toledo, OH 43617 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Osaic Wealth, Inc.	Maumee	OH	12/2012	Present

12/2012 → Present

Osaic Wealth, Inc.

Maumee, OH

Previous Registrations

2003-01-21 → 2012-12-20

Signator Investors, Inc.

Maumee, OH

Other Businesses

1. Osaic Wealth 3230 Central Park West #201 Toledo, OH 43537, IAR, 12/2012, OFFERING ADVICE FOR A FEE. 2. PREMIERE FINANCIAL PARTNERS POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 8 START DATE: 01/01/1996 ADDRESS: 3230 Central Park West, 201, toledo OH 43617, United States DESCRIPTION: Offer Life Insurance to our clients and prospects

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-19
S63	Uniform Securities Agent State Law Examination	1985-06-27

S65 Uniform Investment Adviser Law Examination

1999-05-19
S63 Uniform Securities Agent State Law Examination

1985-06-27

View on SEC IAPD

Current Employers

Osaic Wealth, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews