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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-15
AK RA APPROVED 2000-03-20
WA RA APPROVED 1996-03-11
  • TX RA
    APPROVED_RES
    Since 2016-03-15
  • AK RA
    APPROVED
    Since 2000-03-20
  • WA RA
    APPROVED
    Since 1996-03-11

Branch Locations

303 5Th Avenue South Suite 100, Edmonds, WA 98020-3626 • United States

Edmonds, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Edmonds WA 03/2008 Present
City National Bank Edmonds WA 08/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-13
S63 Uniform Securities Agent State Law Examination 1983-09-20
  • S65 Uniform Investment Adviser Law Examination
    1992-07-13
  • S63 Uniform Securities Agent State Law Examination
    1983-09-20

View on SEC IAPD

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