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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-15 |
| AK | RA | APPROVED | 2000-03-20 |
| WA | RA | APPROVED | 1996-03-11 |
Branch Locations
303 5Th Avenue South Suite 100, Edmonds, WA 98020-3626 • United States
Edmonds, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Edmonds | WA | 03/2008 | Present |
| City National Bank | Edmonds | WA | 08/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-20 |
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