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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2017-08-17
  • NV RA
    APPROVED
    Since 2017-08-17

Branch Locations

4021 Meadows Lane Suite B, Las Vegas, NV 89107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Las Vegas NV 04/2010 08/2017
Raymond James Financial Services, Inc. Las Vegas NV 08/2017 Present
Raymond James Financial Services Advisors Inc. Las Vegas NV 08/2017 Present
Bush Nevada Trust Las Vegas NV 08/2017 Present
Johnson Peterson & Marinaro, Llc Las Vegas NV 08/2017 Present
Johnson Peterson & Walpole, Llc Las Vegas NV 08/2017 Present
Previous Registrations
Other Businesses

(1)Name of Business: Bush Address: 2796 Barrow Downs St., Las Vegas , NV, 89135, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee (2)Name of Business: Johnson Peterson & Walpole, LLC Address: 4021 Meadows Lane Suite B, Las Vegas, NV, 89107, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-24
S65 Uniform Investment Adviser Law Examination 1992-04-04
S63 Uniform Securities Agent State Law Examination 1983-08-06
  • S66 Uniform Combined State Law Examination
    2010-02-24
  • S65 Uniform Investment Adviser Law Examination
    1992-04-04
  • S63 Uniform Securities Agent State Law Examination
    1983-08-06

View on SEC IAPD

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