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200 E. Sandpointe Ave Suite 315, Santa Ana, CA 92707-6714 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2013-04-24 |
| CA | RA | APPROVED | 2007-06-21 |
Branch Locations
200 E. Sandpointe Ave Ste 315, Santa Ana, CA 92707 • United States
200 E. Sandpointe Ave Suite 315, Santa Ana, CA 92707-6714 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2006-10-06 |
Branch Locations
200 E. Sandpointe Ave Suite 315, Santa Ana, CA 92707-6714 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Strategic Capital, Inc. | Costa Mesa | CA | 04/2012 | 05/2023 |
| Sector Logic Lp | Costa Mesa | CA | 04/2012 | 05/2023 |
| American Strategic Capital, Inc. | Santa Ana | CA | 05/2023 | Present |
| Sector Logic Lp | Santa Ana | CA | 05/2023 | Present |
SECTOR LOGIC INVESTMENT ADVISER, INVESTMENT ADVISOR REPRESENTATIVE, 2007. AMERICAN STRATEGIC CAPITAL, INC., REGISTERED INVESTMENT ADVISER, INVESTMENT ADVISER REPRESENTATIVE; INVESTMENT-RELATED; 200 E SANDPOINTE AVE, SUITE 315, SANTA ANA, CA 92707, 2007; SECTOR LOGIC AND AMERICAN STRATEGIC CAPITAL ARE AFFILIATED BY COMMON OWNERSHIP. SECTOR LOGIC PAYS AMERICAN STRATEGIC CAPITAL AN ONGOING LICENSE FEE TO RECEIVE PROPRIETOR RESEARCH. 90% OF TIME IS DEVOTED TO THESE TWO ACTIVITIES. TOP DECILE, INC.; DOES NOT ENGAGE IN INVESTMENT BUSINESS; 200 E. SANDPOINTE AVE., SANTA ANA, 92707; WAS SET UP TO PROVIDE LEGAL BUFFER BETWEEN AMERICAN STRATEGIC CAPITAL, INC. AND SECTOR LOGIC, LP; CEO; FOUNDED ON 12/22/2006; CEO; LESS THAN 1 HOUR MONTHLY; 0 HOURS DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-09-02 |
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