Susan Mary Gibbs

Current Employers

Employment History

• 03/2014 → 06/2021
  Bmo Asset Management Corp.
  Chicago, IL
• 12/2014 → 12/2019
  Bmo Investment Distributors
  Chicago, IL
• 01/2020 → 06/2021
  Foreside Financial Services, Llc
  Chicago, IL
• 07/2021 → 02/2022
  American Trust
  Northbrook, IL
• 05/2022 → Present
  Lpl Financial Llc
  Northbrook, IL
• 07/2022 → Present
  Global Retirement Partners, Llc
  San Rafael, CA

Previous Registrations

• 2021-02-19 → 2021-08-02
  Bmo Asset Management Corp.
  Chicago, IL
• 2015-11-02 → 2020-12-31
  Bmo Asset Management Corp.
  Chicago, IL
• 2011-03-04 → 2014-06-09
  Lpl Financial Llc
  Chicago, IL
• 2007-02-07 → 2009-04-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 2003-05-28 → 2006-12-14
  Citigroup Global Markets Inc.
  Oakbrook Terrace, IL
  Oakbrook Terrace, IL

Other Businesses

1)05/20/2022 - SHERIDAN ROAD FINANCIAL - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 05/20/2022 - HUB INTERNATIONAL - Inv Rel - At Reported Business Location(s) - Outside/W-2 Employment -Financial Advisor / Relationship Manager - Start Date - 3/7/2022 - 160 Hours Per Month - Time Spent 100%. 3)05/20/2022 - SHERIDAN ROAD FINANCIAL - Inv Rel - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Admin 4)03/31/2022 - HUB INTERNATIONAL INVESTMENT SERVICES INC - Only registered with this entity to receive payments from compensation paid this entity from LPL. - Non-Inv Rel - At Reported Business Location(s) 5) 05/25/2022 - SHERIDAN ADVISORS LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date - 03/07/2022 - 160 Hours Per Month - Time Spent 100% - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 12/19/2022 - HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Investment Advisor Representative - Start Date - 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading 7) 04/14/2023 - HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - IAR - Start Date 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-27
• S63 Uniform Securities Agent State Law Examination
  1985-03-08