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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-22
  • CA RA
    APPROVED
    Since 2024-02-22

Branch Locations

9550 Warner Ave. Ste. 336, Fountain Valley, CA 92708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities,Inc San Diego CA 10/2010 12/2017
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 12/2017
Crown Capital Securities, Lp Orange CA 12/2017 02/2024
Cambridge Investment Research, Inc. Fairfield IA 02/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2024 Present
  • 10/2010 → 12/2017
    First Allied Securities,Inc
    San Diego, CA
  • 07/2012 → 12/2017
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 12/2017 → 02/2024
    Crown Capital Securities, Lp
    Orange, CA
  • 02/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2024 → Present
    Fairfield, IA
Previous Registrations
  • 2017-12-12 → 2024-02-27
    Crown Capital Securities, L.P.
    Fountain Valley, CA
    Orange, CA
    Fountain Valley, CA
    Fountain Valley, CA
  • 2012-07-02 → 2017-12-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Fountain Valley, CA
    Lake Havasu City, AZ
  • 2010-10-12 → 2012-07-02
    First Allied Securities, Inc.
    San Diego, CA
    Fountain Valley, CA
    Lake Havasu City, AZ
  • 1997-12-31 → 2010-10-18
    Fountain Valley, CA
    Fountain Valley, CA
  • 2004-01-02 → 2005-06-30
    The Financial Advisors Network
    Fountain Valley, CA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 11/2023, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 2) ED. MARTELL & ASSOCIATES, 9550 Warner Ave., Ste. 336, Fountain Valley CA 92708, United States, 02/21/2024, IAR, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-01-25
  • S63 Uniform Securities Agent State Law Examination
    1991-01-25
Other Names
  • Ed Martell

View on SEC IAPD

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