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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-22 |
Branch Locations
9550 Warner Ave. Ste. 336, Fountain Valley, CA 92708 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities,Inc | San Diego | CA | 10/2010 | 12/2017 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 12/2017 |
| Crown Capital Securities, Lp | Orange | CA | 12/2017 | 02/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2024 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 11/2023, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 2) ED. MARTELL & ASSOCIATES, 9550 Warner Ave., Ste. 336, Fountain Valley CA 92708, United States, 02/21/2024, IAR, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-01-25 |
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