Colin Stephenson Mackenzie

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 10/2005 → Present
  American Financial Concept
  Burbank, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-03-24 → 2005-10-06
  Associated Securities Corp.
  Los Angeles, CA
• 2005-03-31 → 2005-10-06
  Associated Planners Investment Advisory Inc
  Los Angeles, CA
• 2002-02-21 → 2005-03-24
  Cetera Wealth Services, Llc
  Pasadena, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE AND LTC; 2. AMERICAN FINANCIAL CONCEPTS, CORP, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, CORP FOR BUSINESS EXPENSES ONLY, START 2/18/1982, 0 HRS/WK (NON-TRADING HOURS), OWNER; 3.NAME OF OTHER BUSINESS: ONE STEP MINISTRY AT TERRA NOVA CHURCH INVESTMENT RELATED: NO ADDRESS: 7 WHATNEY IRVINE CA 92618 NATURE OF BUSINESS: RELIGIOUS ORGANIZATION START DATE: 11/2017 POSITION/TITLE/RELATIONSHIP: COUNSELER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: PROVIDE BASIC FINANCIAL COUNSELING AND BUDGET RECOMMENDATIONS 4. NAME OF OTHER BUSINESS: FLYING LEATHERNECK HISTORICAL FOUNDATION, INVESTMENT RELATED: NO, ADDRESS: 9400 ACTIVITY ROAD, SUITE C, SAN DIEGO, CA 92126, NATURE OF BUSINESS: NON-PROFIT, START DATE: 07/2024 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: FINANCE COMMITTEE, FUND RAISING, HELPING WITH SOME OF THE OPERATIONS AND MARKETING;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-14
• S63 Uniform Securities Agent State Law Examination
  1994-07-18

Designations