Thomas Kirk Riding

Current Employers

Employment History

• 02/2012 → Present
  Indpendent Financial Group
  Applie Valley, CA

Previous Registrations

• 2003-09-05 → 2012-02-21
  Pacific West Financial Consultants Inc
  Victorville, CA
• 1998-11-30 → 2003-09-23
  Sentra Securities Corporation
  Victorville, CA

Other Businesses

(1) VICTOR VALLEY COLLEGE FOUNDATION POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/31/2020 ADDRESS: 15505 W. Sand Street, Suite 102, Victorville CA 92392, United States DESCRIPTION: BOARD MEMBER FOR VICTOR VALLEY COLLEGE FOUNDATION (2) VICTOR VALLEY COLLEGE POSITION: Coach NATURE: Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 08/31/2020 ADDRESS: 15505 W. Sand Street, Suite 102, Victorville CA 92392, United States DESCRIPTION: ASSISTANT WRESTLING COACH AT VICTOR VALLEY COLLEGE (3) CAPSTONE CONSULTING GROUP POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 08/24/2020 ADDRESS: 15505 W. Sand Street, Suite 102, Victorville CA 92392, United States DESCRIPTION: 100% owner of DBA used for marketing purposes (4) CAPSTONE CONSULTING GROUP (INSURANCE) POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 01/16/2020 ADDRESS: 15505 W. Sand Street, Suite 102, Victorville CA 92392, United States DESCRIPTION: Insurance agent offering various types of insurance products TRUSTEE POSITION: Trustee NATURE: Acting as a POA, Trustee, Executor INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/31/2020 ADDRESS: 15505 W. Sand Street, Suite 102, Victorville CA 92392, United States DESCRIPTION: TRUSTEE CAPSTONE CONSULTING GROUP POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 08/24/2020 ADDRESS: 15505 W. Sand Street, Suite 102, Victorville CA 92392, United States DESCRIPTION: 100% OWNER/INVESTMENT ADVISOR REPRESENTATIVE/NOTARY/INSURANCE AGENT DBA CAPSTONE CONSULTING GROUP PROVIDING COMPREHENSIVE FINANCIAL PLANNING, INVESTMENT ADVISORY, HEALTH, DISABILITY, LONG TERM CARE, FIXED AND VARIABLE INSURANCE, EQUITY INDEXED ANNUITIES, ESTATE PLANNING, AND NOTARY SERVICES SINCE 1989. INVESTMENT RELATED. APPROXIMATELY 40% TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-09
• S63 Uniform Securities Agent State Law Examination
  1983-10-20