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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-25 |
| KS | RA | APPROVED | 2024-08-14 |
Branch Locations
16031 Tuscola Road Suite 2D, Apple Valley, CA 92307 • United States
322 Houston Street Suite 109, Manhattan, KS 66502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Riverside | CA | 05/2016 | Present |
| New York Life Insurance Company | Riverside | CA | 10/2015 | Present |
| Sparrow Financial And Insurance Services | Manhattan | KS | 11/2023 | Present |
| Eagle Strategies Llc | Overland Park | KS | 08/2024 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 12052 Hesperia Rd. Suite 1 Hesperia CA 92345; Start Date 03/2020; Role/Title: Insurance Broker; Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF SPARROW FINANCIAL AND INSURANCE SERVICES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (MANHATTAN, KS); START DATE: 11/2023]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-28 |
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