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Susan Marie Rose

Wells Fargo Clearing Services, LLC

Pasadena, CA

Victorville, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States

15368 Roy Rogers Dr, Victorville, CA 92394 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Victorville CA 05/1994 Present
Wells Fargo Advisors Llc Victorville CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Victorville CA 11/2016 Present
  • 05/1994 → Present
    Wells Fargo Bank
    Victorville, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Victorville, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Victorville, CA
Previous Registrations
  • 2009-04-08 → 2011-01-03
    Wells Fargo Investments, Llc
    Victorville, CA
    Victorville, CA
Other Businesses

RENTAL PROPERTY, INV. RELATED, VICTORVILLE, CA., 100% OWNERSHIP, 0 HOURS/MONTH, START: 4/2015, LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-07
  • S66 Uniform Combined State Law Examination
    2009-04-07
Other Names
  • Susan Marie Cram

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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