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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-08-26 |
| TX | RA | APPROVED | 2020-08-26 |
Branch Locations
14800 La Paz Dr, Victorville, CA 92395 • United States
1261 Highway 2, Wrightwood, CA 92397 • United States
945 Armory Rd, Barstow, CA 92311 • United States
15479 Main St, Hesperia, CA 92345 • United States
4895 Phelan Rd, Phelan, CA 92371 • United States
10474 Rancho Road, Adelanto, CA 92301 • United States
16003 Quantico Rd, Apple Valley, CA 92307 • United States
12470 Hesperia Rd, Victorville, CA 92395 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E-Central Credit Union | Pasadena | CA | 09/2015 | 11/2016 |
| Jp Morgan Chase Bank | Montebello | CA | 11/2016 | 12/2018 |
| Jp Morgan Securities, Llc | Montebello | CA | 11/2016 | 12/2018 |
| Lpl Financial Llc | Manhattan Beach | CA | 01/2019 | Present |
| Flagstar Bank | Manhattan Beach | CA | 01/2019 | Present |
1. 07/16/2024 - Flagstar Wealth Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/22/2024 - 160 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2013-01-04 |
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