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Marilu Hernandez

U.S. Bancorp Advisors, LLC

Victorville, CA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-16
  • CA RA
    APPROVED
    Since 2024-08-16

Branch Locations

14821 7Th St, Victorville, CA 92395 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America N.A. Apple Valley CA 11/2015 11/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Apple Valley CA 11/2015 11/2018
U.S. Bancorp Investments, Inc. Victorville CA 11/2018 08/2024
U.S. Bank Victorville CA 10/2021 12/2022
U.S. Bancorp Advisors, Llc Victorville CA 08/2024 Present
Previous Registrations
  • 2018-11-15 → 2024-08-12
    U.S. Bancorp Investments, Inc.
    Yucaipa, CA
    Redlands, CA
    Banning, CA
    Banning, CA
    Corona, CA
    Corona, CA
    Corona, CA
    Yucaipa, CA
    Corona, CA
    Big Bear Lake, CA
    Apple Valley, CA
    Victorville, CA
  • 2015-12-04 → 2018-11-16
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Apply Valley, CA
    Riverside, CA
    Apple Valley, CA
    Victorville, CA
    Atlanta, GA
    Loma Linda, CA
    Apple Valley, CA
  • 2012-11-26 → 2015-11-30
    U.S. Bancorp Advisors, Llc
    Phelan, CA
    Riverside, CA
    Riverside, CA
    Riverside, CA
    Hesperia, CA
  • 2012-03-06 → 2012-08-29
    Wells Fargo Clearing Services, Llc
    Fontana, CA
    San Diego, CA
    Fontana, CA
    Fontana, CA
  • 2011-01-28 → 2011-10-24
    Bancwest Investment Services, Inc.
    Rancho Cucamonga, CA
    Chino, CA
  • 2009-05-02 → 2011-01-24
    Chase Investment Services Corp.
    Santa Ana, CA
    Santa Ana, CA
    Santa Ana, CA
    Hesperia, CA
  • 2009-02-03 → 2009-05-02
    Wamu Investments, Inc.
    Santa Ana, CA
    Santa Ana, CA
  • 2008-12-23 → 2009-01-21
    John Hancock Investment Management Llc
    Glendale, CA
    Boston, MA
  • 2006-10-30 → 2008-08-06
    Wamu Investments, Inc.
    Anaheim, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-27
  • S66 Uniform Combined State Law Examination
    2006-10-27

View on SEC IAPD

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ALISHA RAEANN GILLETTE
John R. Ali
CHRISTOPHER DELBERT MARTIN

Other Offices

LPL FINANCIAL LLC · VICTORVILLE, CA
LPL FINANCIAL LLC · VICTORVILLE, CA
WELLS FARGO CLEARING SERVICES, LLC · VICTORVILLE, CA
INDEPENDENT FINANCIAL GROUP, LLC · VICTORVILLE, CA
LPL FINANCIAL LLC · VICTORVILLE, CA
EAGLE STRATEGIES LLC · APPLE VALLEY, CA
J.P. MORGAN SECURITIES LLC · Victorville, CA
CENTAURUS FINANCIAL, INC. · APPLE VALLEY, CA

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