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John R. Ali

J.P. Morgan Securities LLC

Victorville, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-12-01
  • CA RA
    APPROVED
    Since 2022-12-01

Branch Locations

12690 Hesperia Rd, Victorville, CA 92395 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farmers Insurance Fontana CA 04/2013 09/2016
Jp Morgan Chase Bank Fontana CA 08/2016 01/2023
Jp Morgan Securities, Llc Fontana CA 08/2016 01/2023
Jp Morgan Chase Bank, N.A. Victorville CA 01/2023 Present
Jpmorgan Securities, Llc Victorville CA 01/2023 Present
  • 04/2013 → 09/2016
    Farmers Insurance
    Fontana, CA
  • 08/2016 → 01/2023
    Jp Morgan Chase Bank
    Fontana, CA
  • 08/2016 → 01/2023
    Jp Morgan Securities, Llc
    Fontana, CA
  • 01/2023 → Present
    Jp Morgan Chase Bank, N.A.
    Victorville, CA
  • 01/2023 → Present
    Jpmorgan Securities, Llc
    Victorville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-21
S63 Uniform Securities Agent State Law Examination 2013-12-23
  • S66 Uniform Combined State Law Examination
    2022-09-21
  • S63 Uniform Securities Agent State Law Examination
    2013-12-23
Other Names
  • John Richard Ali
  • John R Ali
  • John Richard Frank Ali

View on SEC IAPD

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ALISHA RAEANN GILLETTE
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Other Offices

U.S. BANCORP ADVISORS, LLC · Victorville, CA
LPL FINANCIAL LLC · VICTORVILLE, CA
LPL FINANCIAL LLC · VICTORVILLE, CA
WELLS FARGO CLEARING SERVICES, LLC · VICTORVILLE, CA
INDEPENDENT FINANCIAL GROUP, LLC · VICTORVILLE, CA
LPL FINANCIAL LLC · VICTORVILLE, CA
EAGLE STRATEGIES LLC · APPLE VALLEY, CA
CENTAURUS FINANCIAL, INC. · APPLE VALLEY, CA

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