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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-08-16 |
Branch Locations
225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Tiburon, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Pasadena | CA | 11/2013 | Present |
| Wedbush Securities Inc | Los Angeles | CA | 08/2021 | Present |
1) Marin Executive Suites Inc.; Investment-Related; Sausalito, CA; Lodging- Private Property Management; CEO & CFO; Start 3/1999; 6 - 12 hrs per month outside trading hours; Duties are bookkeeping and IT. 2) Civil Air Patrol - U.S. Air Force Auxiliary; Non Investment-Related; Nonprofit Corporation carrying out emergency services and disaster relief missions worldwide; Squadron Finance Officer; Bookkeeping; Hours per month 2; During trading hours 0; In charge of Bookkeeping.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-23 |
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