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Steven Leo Cahoon

Ameriprise Financial Services, LLC

Las Vegas, NV

Las Vegas, NV

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2018-07-10
TX RA APPROVED_RES 2018-06-29
  • NV RA
    APPROVED
    Since 2018-07-10
  • TX RA
    APPROVED_RES
    Since 2018-06-29

Branch Locations

10845 Griffith Peak Dr Ste 690, Las Vegas, NV 89135 • United States

Las Vegas, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Las Vegas NV 05/2009 11/2016
Wells Fargo Clearing Services, Llc Las Vegas NV 11/2016 06/2018
Ameriprise Financial Services Inc Las Vegas NV 06/2018 03/2020
Ameriprise Financial Services, Llc Las Vegas NV 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-29
S65 Uniform Investment Adviser Law Examination 1992-04-04
S63 Uniform Securities Agent State Law Examination 1983-04-27
  • S66 Uniform Combined State Law Examination
    2010-03-29
  • S65 Uniform Investment Adviser Law Examination
    1992-04-04
  • S63 Uniform Securities Agent State Law Examination
    1983-04-27
Other Names
  • Steve Leo Cahoon
  • Steven Leo Cahoon
  • Steven L Cahoon

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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