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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-02-03 |
Branch Locations
180 Glastonbury Boulevard #104A, Glastonbury, CT 06033 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Financial Associates | Glastonbury | CT | 04/1995 | Present |
| First Allied Securities, Inc. | Glastonbury | CT | 05/2008 | 01/2017 |
| First Allied Advisory Services, Inc | Glastonbury | CT | 05/2008 | 01/2017 |
| J.W. Cole Financial, Inc. | Tampa | FL | 01/2017 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 01/2017 | Present |
1. INSURANCE - AGENT 2. RENTAL PROPERTY: 114 FRANKLIN AVENUE, HARTFORD CT 06114 - LANDLORD 3. RENTAL PROPERTY: 13427 BLUE HERON VEACH DR. UNIT 1807, ORLANDO, FL 32821 4. RENTAL PROPERTY: 1093 CANYON ROAD, UNIT 612, WISCONSIN DELLS, WI 53965 5. FIRST FINANCIAL ASSOCIATE, LLC; "DOING BUSINESS AS" (DBA); START DATE: 05/30/08 6. Edward L Fredericks Associates LLC; Principal; Holding Company or Tax/Bill payment Entity; start date 08/11/2016; 4 hours per month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-12-15 |
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