Frederick Paynter Burrows

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-02-12
TX	RA	APPROVED_RES	2015-06-08
CA	RA	APPROVED	2015-06-05

FL RA
APPROVED

Since 2025-02-12
TX RA
APPROVED_RES

Since 2015-06-08
CA RA
APPROVED

Since 2015-06-05

Branch Locations

222 E. Carrillo St., Suite 106, Santa Barbara, CA 93101 • United States

93067, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Santa Barbara	CA	06/2015	Present

06/2015 → Present

Ubs Financial Services Inc.

Santa Barbara, CA

Previous Registrations

2009-07-07 → 2015-06-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Barbara, CA
1997-07-08 → 2008-08-28

Citigroup Global Markets Inc.

Santa Barbara, CA

Santa Barbara, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-07-01
S63	Uniform Securities Agent State Law Examination	1983-02-15

S66 Uniform Combined State Law Examination

2009-07-01
S63 Uniform Securities Agent State Law Examination

1983-02-15

Other Names

Fred Burrows

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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