Ben Philip Tucker

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-04-19
CA	RA	APPROVED	2015-06-05

TX RA
APPROVED_RES

Since 2021-04-19
CA RA
APPROVED

Since 2015-06-05

Branch Locations

222 E. Carrillo St., Suite 106, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Santa Barbara	CA	06/2015	Present

06/2015 → Present

Ubs Financial Services Inc.

Santa Barbara, CA

Previous Registrations

2006-12-01 → 2015-06-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Barbara, CA

Other Businesses

MIT Enterprise Forum, Central Coast / 1615 Lasuen Road Santa Barbara,CA 93103 / Foundation/ Education / Education Forums / Member of Board of Directors / / Event Planning / Start Date 4/1/09 /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-11-30

S66 Uniform Combined State Law Examination

2006-11-30

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews