Best Investors Account Sign in
Inactive

Nicholas Henry Stonnington

Prime Capital Financial

Pasadena, CA

Overland Park, KS

Claim This Profile
Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-04
  • CA RA
    APPROVED
    Since 2023-01-04

Branch Locations

177 E. Colorado Boulevard, Suite 1050, Pasadena, CA 91105 • United States

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonnington Group, Llc Los Angeles CA 01/2004 06/2023
Prime Capital Investment Advisors, Llc Overland Park KS 01/2023 Present
  • 01/2004 → 06/2023
    Stonnington Group, Llc
    Los Angeles, CA
  • 01/2023 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
Previous Registrations
  • 2004-02-18 → 2023-06-07
    Stonnington Group, Llc
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
  • 2004-01-26 → 2004-03-09
    Lexington Asset Management, Inc.
    Los Angeles, CA
  • 2004-01-28 → 2004-03-09
    Lexington Financial Advisors, Inc.
    Los Angeles, CA
  • 1990-06-15 → 2003-11-13
    Los Angeles, CA
Other Businesses

1) STONNINGTON GROUP, LLC; NON INVESTMENT RELATED; 600 S LAKE AVE, SUITE 502, PASADENA, CA 91106; OWNER; 2005; 4 HOURS/ MONTH, NONE DURING TRADING; OFFER HEALTHCARE INSURANCE AND MORTGAGE LOAN ORIGINATION SERVICES. 2) STONNINGTON CAPITAL, LLC; NON INVESTMENT RELATED; 600 S LAKE AVE, SUITE 502, PASADENA, CA 91106; OWNER; 2005; 1 HOUR/ MONTH, NONE DURING TRADING; GENERAL PARTNER OF STONNINGTON ASSET ALLOCATION, LP. 3) STONNINGTON ASSET ALLOCATION, LP; NON INVESTMENT RELATED; 600 S LAKE AVE, SUITE 502, PASADENA, CA 91106; OWNER; 2010; 1 HOUR/ MONTH, NONE DURING TRADING; THIS IS THE FUND THAT STONNINGTON CAPITAL IS THE MANAGER FOR. 4) PAYROLL READY, LLC; NON INVESTMENT RELATED; 600 S LAKE AVE, SUITE 502, PASADENA, CA 91106; PAYROLL; OWNER; 2016; 10 HOURS/ MONTH, NONE DURING TRADING; PROVIDES HUMAN CAPITAL MANAGEMENT. 5) CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENTADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADINGHOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 6) INSURANCE AGENT. INVESTMENT-RELATED. 600 S LAKE AVE, SUITE 502, PASEDENA, CA 91106 . INSURANCE PRODUCTS. INSURANCE AGENT. 10/2016. 1 HR/ MONTH, NONE DURING TRADING HOURS. SALE AND SERVICE OF FIXED INSURANCE PRODUCTS, INCLUDING THROUGH NON ADDILIATED INSURANCE MARKETING ORGANIZATIONS (IMOS). 7) PCRM, LLC DOING BUSINESS AS PRIME CAPITAL RISK MANAGEMENT, INVESTMENT-RELATED, 6201 COLLEGE BLVD., SUITE #150, OVERLAND PARK, KS 66211, FIXED-INSURANCE PRODUCTS, INSURANCE AGENT,04/2023, 1 HR/MONTH, NONE DURING TRADING, SALE AND SERVICE OF FIXED-INSURANCE PRODUCTS, INCLUDING THROUGH NON-AFFILIATED INSURANCE MARKETING ORGANIZATIONS (IMOS).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-11-27
S65 Uniform Investment Adviser Law Examination 1992-12-09
  • S63 Uniform Securities Agent State Law Examination
    2006-11-27
  • S65 Uniform Investment Adviser Law Examination
    1992-12-09
Other Names
  • Nicholas Henry H Stonnington
  • Nicholas Henry Stonnington

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Pasadena, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor