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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-01-02 |
| TX | RA | APPROVED_RES | 2009-01-02 |
Branch Locations
17220 Newhope Street Suite 215, Fountain Valley, CA 92708 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Fountain Valley | CA | 10/1988 | Present |
| Raymond James Financial Services Advisors, Inc | Fountain Valley | CA | 01/2009 | Present |
| Ralph Occhino Inc | Fountain Valley | CA | 01/2007 | Present |
(1)Name of Business: Ralph Occhino Address: 17220 Newhope St Ste 215, Fountain Valley, CA, 92708, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 11/16/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: NOT REQUIRED AT TIME OF SUBMISSION (2)Name of Business: Ralph Occhino Inc Address: 17220 Newhope St., Ste 216, Fountain Valley, CA, 92708, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/01/2007 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Pesident of the corporation providing services to my sole proprietorship
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-05-25 |
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