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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-11 |
| OK | RA | APPROVED | 2018-11-02 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Oklahoma City | OK | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Edmond | OK | 11/2018 | Present |
1. MID-AMERICA MARKETING CORP./ DBA EMERSON AND COMPANY POSITION: President 100% owner NATURE: Corporation/ INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 02/11/1999 ADDRESS: 837 Ease 33rd Street, Edmond OK 73013, United States DESCRIPTION: President 100 % stock holder / Runs Company 2. EMERSON AND COMPANY POSITION: Financial, Insurance, And Investment Services NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/02/1984 ADDRESS: 837 East 33 rd Street, Edmond OK 73013, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-19 |
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