Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-09-30 |
Branch Locations
9300 Shelbyville Rd Ste 1305, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Louisville | KY | 09/2024 | Present |
| First Kentucky Securities Corporation | Louisville | KY | 11/2005 | 09/2024 |
1) 09/2024 - FENWICK FINANCIAL GROUP / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1982-10-26 |
Reach out to this advisor