Jim Alan Yockey

Current Employers

Employment History

• 03/2016 → 08/2019
  Next Financial Group
  Louisville, KY
• 08/2019 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2019 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2016-03-03 → 2019-08-22
  Next Financial Group, Inc.
  Houston, TX
  Louisville, KY
• 2012-08-06 → 2016-03-03
  Investment Centers Of America, Inc.
  Bismarck, ND
  Louisville, KY
• 2008-10-17 → 2012-08-20
  Investment Professionals, Inc.
  Clarksville, IN
  Clarksville, IN
  San Antonio, TX
• 2008-04-30 → 2008-10-15
  Wfg Advisors, Lp
  Louisville, KY
  Dallas, TX
• 2006-11-10 → 2007-09-07
  Wfg Advisors, Lp
  Louisville, KY
• 2005-05-16 → 2005-12-31
  Investors Capital Corp.
  Louisville, KY
• 2001-08-01 → 2003-04-14
  Fisher Investments
  Plano, TX

Other Businesses

1. AUTHOR, LOUISVILLE, KY, 07/1996. AUTHOR OF "MONEY MOVES", "ROAD MAP TO WEALTH", "PLAYING WITH YOUR MIND; MANAGE YOUR BRAIN, CHANGE YOUR GAME; A MENTAL GAME OF GOLF BOOK". NIR-0/YR-0/TRADING. 2. INDEPENDENT INSURANCE AGENT, ONE OXMOOR PLACE 101 BULLITT LN, STE G-5, LOUISVILLE, KY, 08/2019. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-5/MO-0/TRADING. 3. WISDOM FINANCIAL MANAGEMENT LLC, ONE OXMOOR PLACE 101 BULLITT LN, STE G-5, LOUISVILLE, KY, 03/2011. FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-70/WK-8/TRADING. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5. ONREQUEST LLC, 3430 NEWBURG RD, STE 158, LOUISVILLE, KY, MOBILE HEALTHCARE CLINIC CO, CONSULTANT, 03/03/20, NIR, 10/MO- 0/TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-07-11
• S65 Uniform Investment Adviser Law Examination
  1997-05-28

Other Names

• Jimmy Yockey
• Jimmy Alan Yockey
• Jim A Yockey