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628 Hebron Avenue Suite 306, Glastonbury, CT 06033 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-02-12 |
Branch Locations
628 Hebron Avenue Suite 306, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Hartford | CT | 12/2008 | 01/2020 |
| Rossmore Private Capital, Llc | Glastonbury | CT | 01/2020 | Present |
1)VILLAGE FOR FAMILY AND CHILDREN, INC / 1640 ALBANY AVE HARTFORD CT 06103 / SOCIAL SERVICES AND RESIDENTIAL CARE FACILITY FOR FAMILIES AND CHILDREN IN GREATER HARTFORD AREA. / BOARD OF DIRECTORS / START DATE 01/12/09 - PRESENT / 4 HRS PER MONTH. 2)Village for Families and Children / 1680 Albany Ave Hartford,CT 06105 / Other/ Other Social Services / Crisis intervention Greater Hartford Area / Other / Chair of Board of Directors / Governance of organization / Start Date 06/30/2017/ End Date 06/30/2018/ Charitable organization 43281 / Board and Finance Meeting held at noon
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-11 |
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