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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2012-04-16 |
| TX | RA | APPROVED_RES | 2012-03-19 |
Branch Locations
95 Glastonbury Blvd Ste 216, Glastonbury, CT 06033-4456 • United States
Middlebury, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Hartford | CT | 03/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Hartford | CT | 03/2020 | Present |
Board of Directors; Boys & Girls Club of Greater Waterbury Board of Directors; Director; 1037 East Main St, , Waterbury, CT, 06705; Not Investment-Related; 10/28/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1983-02-28 |
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