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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-26 |
| TX | RA | APPROVED_RES | 2019-07-18 |
Branch Locations
4 West Red Oak Lane, Suite 101, White Plains, NY 10604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | White Plains | NY | 07/2007 | Present |
1. Westchester Jewish Council; 701 Westchester AVe White Plains NY 10604; Jewish Community Relations; Executive Committee Member; Monthly meetings to discuss council mission; 1/1/2002; 5.0 hours per month; not during securities trading hours; Not Investment-Related 2. UJA Federation of New York Westchester Division, 925 Westchester Ave, White Plains, NY 10604; Philanthropy; Committee Member; help in the philanthropic mission of the organization; 4/19/23; 3hr/mo; Not during securities trading hours; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-12 |
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