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Robin M Ely

Merrill Lynch, Pierce, Fenner & Smith Incorporated

White Plains, NY

Southport, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-07-12
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2017-02-03
CT RA APPROVED 2012-08-14
  • NC RA
    APPROVED
    Since 2023-07-12
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2017-02-03
  • CT RA
    APPROVED
    Since 2012-08-14

Branch Locations

360 Hamilton Ave, White Plains, NY 10601 • United States

Southport, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Ridgefield CT 06/2012 Present
Bank Of America, N.A Ridgefield CT 10/2012 Present
  • 06/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Ridgefield, CT
  • 10/2012 → Present
    Bank Of America, N.A
    Ridgefield, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-06
S63 Uniform Securities Agent State Law Examination 2000-09-26
  • S66 Uniform Combined State Law Examination
    2012-08-06
  • S63 Uniform Securities Agent State Law Examination
    2000-09-26
Other Names
  • Robin Valentine Mohn
  • Robin V Mohn
  • Robin Mohn Ely
  • Robin Valentine Ely
  • Robin Mohn Ely

View on SEC IAPD

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