Best Investors Account Sign in

Michael Joshua Obrien

Wells Fargo Clearing Services, LLC

La Jolla, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-09-20
TX RA APPROVED 2018-09-20
  • CA RA
    APPROVED
    Since 2018-09-20
  • TX RA
    APPROVED
    Since 2018-09-20

Branch Locations

888 Prospect St Stes 301 & 320, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Investment Bank New York NY 01/2016 12/2016
Jefferies Llc New York NY 03/2017 08/2018
Wells Fargo Clearing Services, Llc La Jolla CA 09/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-20
  • S66 Uniform Combined State Law Examination
    2018-09-20
Designations
Other Names
  • Michael Joshua Obrien
  • Michael Obrien
  • Josh O'BRien

View on SEC IAPD

Other Firms

ALPHACORE CAPITAL LLC
UBS FINANCIAL SERVICES INC.
WEDBUSH SECURITIES INC.
HAMILTON MANOR & ASSOCIATES
TORREYANA CAPITAL
INTEGRATED WEALTH CONCEPTS LLC
MORGAN STANLEY
SAGE STONE WEALTH MANAGEMENT LLC

Other Investors

TIMOTHY SMITH CALLAN
KYLE ANDREW KRAUS
CHRIS JAMES MAUDLIN
NATHAN DAVID STEWART
TODD A. RUNDLE
Josh William Weisel
Samuel Joseph Woo
David Michael Jude Curiel

Other Offices

ALPHACORE CAPITAL LLC · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · La Jolla, CA
WEDBUSH SECURITIES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
HAMILTON MANOR & ASSOCIATES · LA JOLLA, CA
TORREYANA CAPITAL · LA JOLLA, CA
INTEGRATED WEALTH CONCEPTS LLC · LA JOLLA, CA

More in La Jolla, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor