Richard Paul Martin

Current Employers

Employment History

• 11/1999 → Present
  Martin & Associates Investment Advisory Services Llc
  New Orleans, LA
• 11/2005 → 11/2023
  Fsc Securities Corporation, Inc.
  Mandeville, LA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Mandeville, LA

Previous Registrations

• 2005-11-30 → 2006-07-20
  Fsc Securities Corporation
  Mandeville, LA
  Mandeville, LA

Other Businesses

1. INSURANCE: RICHARD P MARTIN, INVESTMENT RELATED, 102 FONTAINBLEAU DR., BLDG.E-1 MANDEVILLE, LA 70471, OWNER, 03/03/1978, 4 HRS/MTH, 1 DURING TRADING HRS, MONITOR CURRENT ANNUITY CONTRACTS/ SELL VARIABLE ANNUITIES. 2. INDEPENDENT RIA: MARTIN & ASSOCIATES INVESTMENT ADVISORY SERVICES L.L.C., INVESTMENT RELATED, 102 FONTAINBLEAU DRIVE, BLDG. E-1 MANDEVILLE, LA 70471, IAR& CHIEF INVESTMENT OFFICER, NOVEMBER 1999, 200 HRS/MTH, 6.5 DURING TRADING HRS, FULLY RESPONSIBLE FOR CREATING, MONITORING AND MANAGING ALL OF THE EQUITY ORIENTED FEE BASED ACCOUNTS. 3. MARTIN LABOURDETTE REAL ESTATE HOLDNGS LLC; Co-Member NATURE: L.L.C. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2015; 102 FONTAINBLEAU DR., BLDG E-1, Mandeville LA 70471; DESCRIPTION: After renting for a very long time, we decided to buy an office condo to house our business. 4. RICHARD P. MARTIN POSITION: Owner - NATURE: Limited Liability Company^Other - Registered rep INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/03/1981 ADDRESS: 102 Fontainbleau Dr., Bldg E-1, Mandeville LA 70471, United States DESCRIPTION: Monitor current annuity contracts.

Exams

• S66 Uniform Combined State Law Examination
  2008-11-29
• S65 Uniform Investment Adviser Law Examination
  1994-06-01
• S63 Uniform Securities Agent State Law Examination
  1982-03-08