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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-28 |
| LA | RA | APPROVED | 2009-06-01 |
Branch Locations
5150 Hwy 22, Suite C12, Mandeville, LA 70471 • United States
1080 Old Spanish Trl #2, Slidell, LA 70458 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Mandeville | LA | 05/2009 | Present |
1. 05/28/2009 - OTHER-AUTHOR/WRITER/PUBLISHER - AUTHOR & PUBLISHER OF NON-INVESTMENT RELATED FICTIONAL MATERIALS/NOVEL. - 1% OF TIME. 2. 05/28/2009 -NON-VARIABLE INSURANCE DBA - BRUCE SHIELDS & ASSOCIATES, LLC - SALES OF FIXED LIFE, DISABILITY, LTC. - MANDEVILLE, LA. 3. 6/10/2009 - NON-VARIABLE INSURANCE DBA - BRUCE SHIELDS ASSOCIATES, LLC - LPL FINANCIAL ADVISOR DBA. ALSO, SALES OF FIXED LIFE AND HEALTH INSURANCE PRODUCTS NOT AVAILABLE THROUGH LPL INSURANCE BROKERAGE. - TIME SPENT 100% - MANDEVILLE, LA. 4. 5/7/2013 - OTHER-PHOTOGRAPHY - SHIELDS PHOTOGRAPHY - PROFESSIONAL PHOTOGRAPHY SERVICES. MAINLY WEEKENDS AND OFF BUSINESS TIME. PERSONAL OUTLET FOR A LIFELONG HOBBY. - TIME SPENT 1%. 5. 5/9/2018 - Shields Studios LLC - Not Investment Related - 4600 Hwy 22. Suite 7, Mandeville, LA 70471 - Other-Family Business - Business Owner - Start Date:05/01/2018 - 0 Hours Per Month/0 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-12 |
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