Douglas C Tate

Current Employers

Employment History

• 10/2011 → 10/2016
  Merrill Lynch, Pierce, Fenner And Smith, Inc.
  Mandeville, LA
• 01/2012 → 10/2016
  Bank Of America, N.A.
  Mandeville, LA
• 10/2016 → 01/2023
  Benjamin F Edwards & Co
  Mandaville, LA
• 01/2023 → Present
  Concurrent Investment Advisors, Llc
  Mandeville, LA
• 01/2023 → Present
  Purshe Kaplan Sterling Investments, Inc.
  Mandeville, LA

Previous Registrations

• 2016-10-14 → 2023-01-11
  Benjamin F. Edwards & Company, Inc.
  St. Louis, MO
  Mandeville, LA
• 2012-03-21 → 2016-10-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mandeville, LA

Other Businesses

1) Concurrent Investment Advisors DBA Danielson Tate Capital Partners 2. Investment Related - Yes 3.See office of employment address 4. RIA 5. Financial Advisor 6. 1/6/2023 7. 200 8. 160 9. Full Service Financial Advice 2) Fixed Insurance 2. Investment Related - Yes 3.See office of employment address 4. Fixed Insurance/Annuity 5. Agent 6. 1/6/2023 7. 7 hrs 8. 7 hrs 9. Provide insurance advice based on the needs of client(s). 3) 1. LMT Realty LLC 2. Investment Related - Yes 3.See office of employment address 4. Real Estate Rental / Commercial / Property / Management Services 5. Member 6. 9/16/2005 7. 1 hr 8. 0 hrs 9. I keep all paperwork for LMT Realty. I bring the paperwork to the accountant and help file the taxes. LMT Realty owns 1 residential lot in Madisonville, LA and bought it post Hurricane Katrina in 2005. 4) 1. 4880 Partners LLC 2. Investment Related - Yes 3.See office of employment address 4. Real Estate Rental / Commercial / Property / Management Services 5. Member 6. 10/15/2021 7. 1 hr 8. 0 hrs 9. The member who is responsible for keeping all paperwork and filing the taxes via the CPA 5) 1. Republican Parish Executive Committee 2. Investment Related - No 3.See office of employment address 4. RPEC is the leadership of the Republican poliitcal party within St. Tammany Parish 5. Chair Person 6. 7/2020 7. 3 a month 8. 0 9. I take notes and roll during the monthly mtgs. 10. There is NO compensation 6) 1. Selective Service System 2. Investment related - No 3. National Headquarters Arlington, VA 22209-2425 4. Help the DOD with locations if a National Draft is instituted 5. Louisiana Board Member 6. 9/2020 7. 1 hrs 8.0 hrs 9. I am local board member and we meet once a quarter if that often. 10. No compensation for this board seat 7) 1. St. Paul's Renaissance Board 2. investment related - No 3. St. Paul's School, 917 S. Jahncke Ave, Covington, LA 70433 4. It is board made up of parents to give the school input on Fundraising 5. Board Member 6. March 2019 7. 1 hr 8. 0 hrs 9. I am just a board member who gives his opinion on fundraising 10. None 8) Danielson Tate Capital Holdings LLC Investment related Located at 4880 Highway 22 Mandeville LA 70471 Holding Company Owner Start 11/2023 1 hr/month all during trading hours Holding Company 9. DCT Enterprises, LLC - Investment Related located at 4880 Highway 22 Mandeville LA 7047- LLC Owner - 1 hour a month. LLC for business income passthrough.

Exams

• S66 Uniform Combined State Law Examination
  2012-03-20