Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-07-07 |
Branch Locations
5150 Hwy 22, Suite C12, Mandeville, LA 70471 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bruce Shields & Associates | Mandeville | LA | 05/2011 | Present |
| Lpl Financial Llc | Mandeville | LA | 07/2022 | Present |
1) 07/20/2022 - Bruce Shields & Associates - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 09/25/2023 - Bruce Shields & Associates LLC - Non-Variable Insurance - Producer - Investment Related - At Reported Business Location(s) - Start Date 06/01/2012 - 25 Hours Per Month/ 25 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-06-30 |
| S65 | Uniform Investment Adviser Law Examination | 2026-06-25 |
Reach out to this advisor