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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-07-17
TX RA APPROVED_RES 2006-10-04
  • LA RA
    APPROVED
    Since 2015-07-17
  • TX RA
    APPROVED_RES
    Since 2006-10-04

Branch Locations

645 Lotus Dr N Ste B, Mandeville, LA 70471 • United States

Madisonville, LA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mandeville LA 09/2005 03/2020
Ameriprise Financial Service, Llc Mandeville LA 03/1983 Present
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Mandeville, LA
  • 03/1983 → Present
    Ameriprise Financial Service, Llc
    Mandeville, LA
Other Businesses

Real Estate Ownership; Single Family; 705 Lurline Drive, , Jefferson, LA, 70121; Not Investment-Related; 01/01/1984. Business Ownership; Jeanine M Cazaubon LLC; Sole member of LLC: Managing Member; Accounting entity (checking account) to accept funds directed by the advisor for the purposes of covering staff costs and operating expenses for the practice and physical office location; 645 Lotus Drive N, Ste B, Mandeville, LA, 70471; Not Investment-Related; 12/14/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Northshore Investment Properties, LLC; Owner; Real Estate; 645 Lotus Drive N., Ste B, Mandeville, LA, 70471; Investment-Related; 01/12/1996; 1 to 9 hours per month; 0 during trading hours / Mansa Musa Partners; Member/Manager; Administrative and Operational Support; 4501 W. Napolean Ave, Ste 110 , Metairie, LA, 70001; Investment-Related; 06/30/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Mansa Musa Operations; Member/Manager; Administrative and Operational Support; 4501 W. Napolean Ave., Ste 110, Metairie, LA, 70001; Investment-Related; 06/30/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Hampshire House, L.L.C.; Single Family - Holds single family residential lots.; Real Estate; 645 Lotus Dr. North, Ste. B, Mandeville, LA, 70471; Investment-Related; 09/15/1997; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Mansa Musa Partners; Member/Manager; Administrative and Operational Support; 4501 W. Napolean Ave., Ste 110, Metairie, LA, 70001; Investment-Related; 06/30/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Mansa Musa Operations; Member/Manager; Administrative and Operational Support; 4501 W. Napolean Ave., Ste 110, Metairie, LA, 70001; Investment-Related; 06/30/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-08-26
  • S63 Uniform Securities Agent State Law Examination
    1988-08-26
Designations

View on SEC IAPD

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